The Rule imposes business conduct requirements on Canadian and foreign persons engaged in the business of trading derivatives (Derivatives Dealers) or advising on derivatives transactions (Derivatives ...
The Securities and Exchange Commission (SEC) voted 3-2 on October 28, 2020 to adopt Rule 18f-4 under the Investment Company Act of 1940, as amended (1940 Act), and related amendments (Rule 18f-4 or ...
While derivatives emerged as a bad word during the financial crisis, the National Credit Union Administration believes its share insurance fund may be safer if more credit unions used them. NCUA’s ...
Indian stock markets are recently witnessing a significant rise in trading activity specifically in the derivatives segment. With increasing retail participation, there has also been a surge in losses ...
The Rules & Regulations of Nasdaq Derivatives Markets govern Nasdaq Stockholm's derivative exchange and Nasdaq Clearing’s central counterparty clearing activities. The Rules and Regulations of Nasdaq ...
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