JD Supra

SEC Risk Alert Describes Examination Areas for Newly Registered Advisers

On March 27, 2023, the Securities and Exchange Commission’s (SEC’s) Division of Examinations issued a Risk Alert setting forth typical focus areas reviewed by the staff during its examinations of ...
JD Supra

SEC Risk Alert on the Advisers Act Marketing Rule

On December 16, the Securities and Exchange Commission (SEC) published a risk alert on the adviser marketing rule. This is the first risk alert published by the SEC in over a year. The risk alert ...
Hosted on MSN

FDA warns consumers with risk alert over vegetable recall

The Food and Drug Administration (FDA) has issued a high-risk alert regarding the recall of certain vegetables and fruits. This alert is part of the FDA's classification system, which helps indicate ...
The National Law Review

“Marketing Rule” Risk Alert for Investment Advisers- SEC Flags Testimonials, Endorsements, and Third-Party Ratings

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Yahoo

Tornado forecast: NOAA issues rare 'high risk' alert for intense, long-track tornadoes

Add Yahoo as a preferred source to see more of our stories on Google. Potentially intense and historic tornadoes are in the forecast for Oklahoma and other nearby states on Monday, according to the ...