On January 7, 2026, the Securities and Exchange Commission (“SEC”) proposed amendments to the rules that define which ...
Industry groups have long argued that the SEC’s definition of a small advisor has failed to keep pace with inflation, market growth and the evolution of advisory firms. Currently, the SEC defines a ...
The SEC proposed amendments to the rules that define which companies and advisers qualify as small entities for purposes of ...
The regulator considers raising the AUM threshold it uses when considering how newly proposed rules are likely to affect ...
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