BrokerCheck - Find a broker, investment or financial advisor
BrokerCheck is a free tool created by the Financial Industry Regulatory Authority (FINRA) to research the background and experience of financial advisers and firms.
Using BrokerCheck - Investor.gov
Details on a broker’s background and qualifications are available for free on FINRA’s BrokerCheck website. Using BrokerCheck, you can search for a brokerage firm or individual …
What is BrokerCheck and How Can It Help Investors?
Dec 5, 2025 · BrokerCheck is one of the main tools FINRA provides to help you run a background check on professionals before you hire someone. The tool is free and available online, …
FINRA BrokerCheck: What It Is and How to Use It - SmartAsset
Dec 31, 2025 · FINRA BrokerCheck was developed to help investors steer clear of brokers who have a checkered past. It reveals the status of their registration (brokers must be registered …
What Is BrokerCheck: Definition and How It Works - The Motley …
Dec 3, 2025 · Key Points BrokerCheck provides detailed backgrounds on financial advisors and their firms. It includes advisors' registration, employment history, and any disciplinary actions.
FINRA Brokercheck: What It Means, How It Works - Investopedia
Sep 10, 2024 · FINRA BrokerCheck is a free, online tool that helps individuals research brokers, investment firms, and financial advisers.
FINRA BrokerCheck | Definition, History, & How It Works
Sep 10, 2025 · BrokerCheck is an online tool provided by the Financial Industry Regulatory Authority (FINRA) that enables investors to research the professional backgrounds of brokers …
To help you make informed decisions when choosing someone to manage your investments, FINRA provides BrokerCheck®—an important tool that delivers critical information about …
FINRA BrokerCheck - Overview, Information Included, Importance
FINRA BrokerCheck is a free tool that helps individuals conduct research on the professional experience of brokers and brokerages, as well as investment firms and advisors.
How To Use BrokerCheck FINRA To Evaluate Financial Advisors?
Mar 16, 2023 · Learn how to use BrokerCheck to evaluate a financial advisor's credentials and what information FINRA BrokerCheck provides by reading this step-by-step guide.